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The 508 From NC DWI Services Form serves as a pivotal tool under the oversight of the NC Division of MH/DD/SAS for monitoring and ensuring compliance with established guidelines for DWI assessments and treatment across North Carolina. It is designed to facilitate a thorough evaluation process of individuals charged with driving while impaired (DWI), including those assessed due to Driving While License Revoked (DWLR). This comprehensive instrument covers several critical areas, such as verifying staff credentials and approvals for assessment providers, ensuring proper clinical assessment that includes the evaluation of DSM-IV diagnoses and ASAM Patient Criteria, and confirming client understanding and consent through signatures. Moreover, it emphasizes the importance of documentation and the timely submission of a Certificate of Completion within the mandated schedule, along with the management of the e508 system to address any holds or rejects related to client records. The form also contains specific sections for additional comments and reviewer signatures, reinforcing accountability and the implementation of corrective actions as required by Division Policy ACC002 and the Office of DWI Services. Overall, the 508 Form plays a crucial role in standardizing the assessment process, enhancing the quality of care for clients, and ensuring providers adhere to the required state policies and procedures.

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NC DIVISION OF MH/DD/SAS

2010-2011 DWI MONITORING TOOL 2 – ASSESSMENT/E508 SYSTEM

Areas deemed not met are documented on the Review Findings and Exit Form. Forms are signed by the Provider indicating acknowledge of findings that result in Plan(s) of Correction as required by Division Policy ACC002 and the Office of DWI Services.

PROVIDER/FACILITY NAME:

PROVIDER CODE:

 

 

CLIENT NAME:

RECORD #:

 

 

ASSESSMENT DATE:

CONTROL #:

SYSTEM COMPLIANCE FOR ASSESSMENT/CERTIFICATE OF COMPLETION

0 = NOT MET; 1 = MET; 9 = NOT APPLICABLE

RATING

Check if this is a Driving While License Revoked (DWLR) Assessment

SECTION I: STAFF CREDENTIALS/APPROVALS – ASSESEMENT PROVIDERS

In accordance with 10A NCAC 27G.0104

1. Staff is qualified to complete assessments as verified by NCSAPPB.

1.

SECTION II: CLINICAL ASSESSMENT

2. Evidence of DSM-IV diagnosis is present as determined by clinical assessment.

DSM IV Codes: Alcohol Dependence 303.90:

_____

Alcohol Abuse 305.00:

_____

Other: Indicate Disorder or Code: _____

ADETs: No Diagnosis

_____

NOTE: FOR DWLR ASSESSEENTS: Enter “9” and complete Section IV.

3.Evidence of ASAM Patient Criteria is present as determined by clinical assessment.

4.Client Signature is present indicating they were given an updated list of all DWI Providers within their service area.

5.The client signature is present on the Consent Form for Release of Information and includes the various agencies for communicating and reporting findings. (10A NCAC 27G .3807 (d).

2.

3.

4.

5.

SECTION III: DOCUMENTATION: CERTIFICATE OF COMPLETION – e508 SYSTEM

In accordance with Division Policy 0108 eff. 2/1/2008 and Division Policy 1207 eff. 12/1/2007

6.There is evidence that Certificate of Completion was submitted within two (2) weeks of the assessment date.

Assessment Date:_____________ Date Sent to State Office: ____________

7.There is evidence that the provider has managed the e508 system to ensure every step of the process has been completed for the assessment. (Exceptions Noted).

8.The provider has made efforts to resolve holds/rejects within the e508 system that are associated with this client record. (Exceptions Noted).

6.

7.

8.

2010-2011 DWI Monitoring Tool 2

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NC DIVISION OF MH/DD/SAS

2010-2011 DWI MONITORING TOOL 2 – ASSESSMENT/E508 SYSTEM

Areas deemed not met are documented on the Review Findings and Exit Form. Forms are signed by the Provider indicating acknowledge of findings that result in Plan(s) of Correction as required by Division Policy ACC002 and the Office of DWI Services.

9.Certificate of Completion Form which indicates date sent to State Office has been signed by professional staff and placed within client file. (Date Sent to State Office does not indicate <blank>).

9.

SECTION IV: DRIVING WHILE LICENSE REVOKED – DWLR

In accordance with Statutory Reference G.S. 20-28

10.Diagnosis was based on clinical assessment that indicates:

a.Early Full Remission _____

b.Sustained Remission _____

c. Partial Remission

_____

d. Other:

_____

11.Client was referred to treatment based on diagnosis of partial remission.

OVERALL

10.

a.

b.

c.

d.

11.

COMMENTS: (Use Additional Comments Sheet as needed)

Findings require corrective actions: (Circle) YES

NO

Auditor Instructions

Use Comments section to indicate areas of noncompliance that result in a Plan of

Correction (POC) and provide details to support findings

Reviewer Signature:

Date:

2010-2011 DWI Monitoring Tool 2

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NC DIVISION OF MH/DD/SAS

2010-2011 DWI MONITORING TOOL 2 – ASSESSMENT/E508 SYSTEM

Areas deemed not met are documented on the Review Findings and Exit Form. Forms are signed by the Provider indicating acknowledge of findings that result in Plan(s) of Correction as required by Division Policy ACC002 and the Office of DWI Services.

ADDITIONAL COMMENTS

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2010-2011 DWI Monitoring Tool 2

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NC DIVISION OF MH/DD/SAS

2010-2011 DWI MONITORING TOOL 2 – ASSESSMENT/E508 SYSTEM

Areas deemed not met are documented on the Review Findings and Exit Form. Forms are signed by the Provider indicating acknowledge of findings that result in Plan(s) of Correction as required by Division Policy ACC002 and the Office of DWI Services.

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2010-2011 DWI Monitoring Tool 2

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Document Attributes

Fact Name Description
Governing Policy for Plan of Correction Forms are signed by the Provider indicating acknowledgment of findings, leading to Plan(s) of Correction as guided by Division Policy ACC002.
Governing Bodies The Office of DWI Services alongside the NC Division of MH/DD/SAS governs the compliance and execution of DWI assessments.
Staff Credentials Requirement Staff qualifications for carrying out assessments are verified by NCSAPPB as per 10A NCAC 27G.0104.
Assessment Criteria Evidence of a DSM-IV diagnosis and ASAM Patient Criteria presence are pivotal as determined by clinical assessment.
Client Consent Client signatures are mandatory both for receiving an updated list of DWI Providers and on the Consent Form for Release of Information, in line with 10A NCAC 27G.3807 (d).
e508 System Compliance Providers are required to submit a Certificate of Completion within two weeks of the assessment date and manage all process steps within the e508 system.
Resolution Efforts for System Holds/Rejects Providers must address and resolve any holds or rejects within the e508 system associated with the client's record.
Date Documentation The Certificate of Completion Form indicating the date sent to the State Office must be signed by professional staff and stored in the client file.
Driving While License Revoked (DWLR) Assessment For DWLR assessments, diagnosis based on clinical assessment is outlined, with clients being referred to treatment based on the diagnosis, as per statutory reference G.S. 20-28.

How to Fill Out 508 From Nc Dwi Services

Filling out the 508 Form from NC DWI Services is an essential step in complying with the requirements set by the NC Division of MH/DD/SAS for DWI monitoring. The process is structured to ensure a thorough assessment and documentation of a client's diagnosis and treatment plan. For providers and facilities, this detailed completion is not only about meeting regulatory compliance but also about facilitating a course of action beneficial for the client. Here are the steps to fill out the form accurately:

  1. Write the Provider/Facility Name and Provider Code in the designated spaces at the top of the form.
  2. Enter the Client Name, Record #, Assessment Date, and Control # to ensure accurate identification and record keeping.
  3. In the System Compliance for Assessment/Certificate of Completion section, mark the appropriate ratings (0 = Not Met; 1 = Met; 9 = Not Applicable) for each item.
  4. If the assessment is for Driving While License Revoked (DWLR), check the corresponding box.
  5. Fill out Section I: Staff Credentials/Approvals by confirming the staff's qualifications to complete assessments as verified by NCSAPPB with a “1” for met.
  6. In Section II: Clinical Assessment, enter the relevant DSM-IV diagnosis codes, including Alcohol Dependence and Alcohol Abuse. If it is a DWLR Assessment, remember to enter “9” and directly proceed to Section IV.
  7. Ensure the client's signature is present, indicating they were provided with an updated list of all DWI Providers within their service area, as well as on the Consent Form for Release of Information.
  8. Under Section III: Documentation: Certificate of Completion, provide the assessment date and the date the Certificate of Completion was sent to the State Office. Confirm the provider has managed the e508 system correctly and resolved any issues.
  9. In Section IV: Driving While License Revoked - DWLR, make sure to indicate the diagnosis based on clinical assessment and if the client was referred to treatment based on that diagnosis.
  10. If there are additional comments or findings requiring corrective actions, use the space provided on the last page to document these details.
  11. Ensure that the form is reviewed for accuracy and completeness before the provider signs it to acknowledge the findings that may result in Plans of Correction as required.

This form serves as a critical tool in the continuum of care for individuals receiving DWI services, guiding both the assessment and the subsequent steps necessary for compliance and client support. Accurate and thoughtful completion of this form is essential in ensuring the best outcomes for clients within the framework of NC DWI service policies.

More About 508 From Nc Dwi Services

  1. What is the purpose of the 508 Form NC DWI Services?

    The 508 Form from NC DWI Services serves as a vital tool for documenting and monitoring the assessment and treatment process for individuals charged with Driving While Intoxicated (DWI) or Driving While License Revoked (DWLR) cases. It ensures compliance with state policies and helps in the certification process for completion of necessary assessments.

  2. Who needs to fill out the 508 Form from NC DWI Services?

    DWI service providers who conduct assessments or offer treatment services to individuals charged with DWI/DWLR are required to complete the form. This includes capturing details about staff credentials, assessment outcomes, client agreements, and certificate of completion in line with state regulations.

  3. What sections does the 508 Form from NC DWI Services include?

    • Staff Credentials/Approvals
    • Clinical Assessment
    • Documentation: Certificate of Completion
    • Driving While License Revoked (DWLR) Assessment (if applicable)
  4. How is compliance determined for each section on the form?

    Compliance is assessed based on specific criteria: '0' indicates non-compliance, '1' signifies compliance, and '9' is used for non-applicable scenarios. Evidences such as qualified staff, accurate DSM-IV diagnosis, evidence of ASAM Patient Criteria, client signatures, and submission of certificates within the stipulated time frame are considered.

  5. What happens if a provider does not meet the compliance requirements?

    Areas not met require documented findings on the Review Findings and Exit Form. The provider must acknowledge these findings and develop a Plan of Correction as mandated by Division Policy ACC002 and the Office of DWI Services.

  6. Is there a specific timeframe for submitting the Certificate of Completion?

    Yes, the Certificate of Completion must be submitted to the State Office within two weeks of the assessment date. This ensures timely processing and compliance with Division Policy 0108 and Policy 1207.

  7. What documentation is required from the client on the 508 Form?

    Clients need to sign to indicate that they have been provided with an updated list of all DWI Providers within their service area. They also need to sign a Consent Form for Release of Information, authorizing communication between various agencies.

  8. Can the 508 Form be used for DWLR assessments?

    Yes, there is a specific section (Section IV) on the form dedicated to assessments for Driving While License Revoked (DWLR), focusing on the clinical assessment and diagnosis related to the DWLR incident.

  9. What does the staff need to verify for the assessment providers section?

    The staff conducting the assessment must have their qualifications verified by NCSAPPB to ensure they are equipped to complete DWI/DWLR assessments accurately and professionally.

  10. Where do findings that require corrective actions get documented?

    Findings necessitating corrective actions are documented in the Review Findings and Exit Form. Additionally, comments can be added using an Additional Comments Sheet to provide detailed insights and support for the findings.

Common mistakes

Filling out the 508 Form from NC DWI Services requires attention to detail and an understanding of specific guidelines and requirements. Errors during this process can lead to unnecessary delays and complications. Here are nine common mistakes people make:

  1. Not verifying staff credentials: It's crucial to ensure that staff completing assessments are qualified and verified by NCSAPPB as per 10A NCAC 27G.0104.
  2. Omitting DSM-IV diagnosis: The form requires evidence of a DSM-IV diagnosis following a clinical assessment. Missing or incorrect information in this section can lead to issues.
  3. Ignoring ASAM Patient Criteria: Evidence of ASAM Patient Criteria as determined by clinical assessment must be present and correctly documented.
  4. Forgetting client signatures: Clients need to sign, indicating they have been given an updated list of all DWI Providers within their service area. This is often overlooked.
  5. Neglecting the consent form signature: The client's signature is also mandatory on the Consent Form for Release of Information, which includes various agencies for communicating and reporting findings.
  6. Delaying Certificate of Completion submission: The certificate must be submitted within two weeks of the assessment date. Delays in submission are common and problematic.
  7. Not managing the e508 system correctly: Providers must ensure every step of the process has been completed for the assessment within the e508 system, which is often not checked thoroughly.
  8. Failing to resolve holds/rejects: Efforts to resolve holds/rejects within the e508 system associated with this client record are sometimes not made, leading to more issues.
  9. Incorrect Certificate of Completion documentation: The Certificate of Completion Form must indicate the date sent to the State Office and be signed by professional staff. Sometimes, this is either not done or improperly documented.

Avoiding these mistakes can streamline the process, ensuring that necessary documentation is accurate and submitted in a timely manner. It's essential for providers to be meticulous and proactive in fulfilling these requirements to avoid delays and ensure compliance with the Division Policy ACC002 and the Office of DWI Services.

Documents used along the form

When navigating through the complexities of DWI proceedings, the submission of Form 508 from NC DWI Services is often just one step in a comprehensive journey toward compliance and rehabilitation. This document is crucial within the North Carolina Division of Mental Health, Developmental Disabilities, and Substance Abuse Services’ framework. It serves as a tangible affirmation of an individual's assessment and subsequent acknowledgment of the findings by the service provider. However, it rarely stands alone. A series of additional forms and documents usually accompany it, each serving its unique purpose in the overarching process.

  • Review Findings and Exit Form: This document is closely tied to the Form 508, capturing areas that did not meet the required standards. It serves as a record of the findings after a provider’s review and contains detailed information on the required plans of correction pursuant to Division Policy ACC002 and the Office of DWI Services directives. This ensures the provider addresses and rectifies any deficiencies identified during the assessment process.
  • Certificate of Completion: Upon successful completion of the DWI assessment and any prescribed treatment or education programs, individuals receive this certificate. It signifies that the participant has met all requirements set forth by the state and the overseeing bodies. This document is crucial for reinstating driving privileges or fulfilling court mandates.
  • Consent Form for Release of Information: This form facilitates the exchange of information among various agencies, including treatment providers, the courts, and the Department of Motor Vehicles (DMV). It ensures that relevant parties are informed of the individual's assessment outcomes, progress in treatment programs, and completion status, thus maintaining transparency and compliance with legal requirements.
  • Treatment Plan: Based on the assessment results captured in Form 508 and detailed in the Review Findings and Exit Form, a tailored treatment plan is developed for the individual. This plan outlines the recommended treatment route, objectives, and goals, providing a roadmap for recovery and rehabilitation. It’s a crucial element in addressing the underlying issues contributing to the DWI incident.

Together, these documents form a comprehensive toolkit, guiding individuals through the correction and rehabilitation process after a DWI incident. The journey from assessment to completion is documented and monitored closely, ensuring that each step is taken with a clear understanding and alignment with North Carolina’s laws and regulations. While the path can be challenging, the structured approach aids in navigating the process, promoting accountability, and fostering a culture of safety and responsibility on the roads.

Similar forms

  • The "Substance Abuse Assessment Form" bears similarity to the NC DWI Services form in that both require a professional evaluation, documenting the existence of a substance use disorder and a plan of action based on the assessment's findings. They ensure those assessed receive appropriate referrals for intervention.

  • A "Treatment Plan Form" closely relates to the NC DWI Services form with its emphasis on detailed plans for correcting or treating the identified issue, often including interventions, therapy sessions, or educational programs, tailored to individuals' needs.

  • The "Release of Information Consent Form" shares commonalities regarding client consent for the sharing of their assessment and treatment information among relevant agencies, key for coordinating care and legal compliance.

  • A "Progress Report Form" is akin because it involves continual documentation of a client's journey through treatment, focusing on achievements and areas requiring further attention, mirroring the corrective action and follow-up process in the DWI Services document.

  • Similar to the guidance outlined for DWLR assessments, the "Clinical Evaluation Form" mandates a comprehensive review of an individual’s mental and physical health, basing recommendations on diagnostic criteria and ensuring staff qualifications for assessments are met.

  • The "Certificate of Completion Form" within other therapeutic or correctional services resembles the NC form in its role of officially acknowledging the completion of a prescribed program or treatment, critical for both the client's legal status and their rehabilitation progress.

  • A "Compliance Verification Form" is related through its function of ensuring and documenting adherence to established standards and policies, enforcing accountability, and maintaining the integrity of service provision, much like the verification of system compliance and oversight seen in the DWI monitoring tool.

Dos and Don'ts

When filling out the 508 Form from NC DWI Services, ensuring accuracy and completeness is crucial for compliance and to facilitate the correct handling of DWI assessments. Below are critical do's and don'ts to guide you through the process:

  • Do ensure that the staff completing assessments are qualified and verified by NCSAPPB as per the requirements stated in Section I of the form.
  • Do make sure to provide evidence of DSM-IV diagnoses and ASAM Patient Criteria as this information is essential for a comprehensive understanding of the client's situation.
  • Do obtain the client's signature on the Consent Form for Release of Information to communicate and report findings with various agencies effectively.
  • Do submit the Certificate of Completion within two (2) weeks of the assessment date, as outlined in Section III, to maintain compliance with division policies.
  • Do manage and resolve any holds or rejections within the e508 system promptly to ensure the assessment process is completed without unnecessary delays.
  • Don't leave any sections applicable to your assessment blank. If a section does not apply, ensure to mark it as "Not Applicable" with a "9" rating instead of leaving it blank.
  • Don't forget to sign and date the Review Findings and Exit Form, as this acknowledges the findings and any plans of correction required by Division Policy ACC002 and the Office of DWI Services.

Adhering to these guidelines will help ensure the process is conducted efficiently and in compliance with the North Carolina Division of Mental Health, Developmental Disabilities, and Substance Abuse Services (MH/DD/SAS) requirements. Each of these steps plays a vital role in the comprehensive care and assessment of individuals undergoing DWI services in North Carolina.

Misconceptions

When discussing the 508 Form from North Carolina DWI Services, it's essential to clear up some common misconceptions. These misunderstandings can cause confusion and even lead to non-compliance issues for both providers and their clients. Here are four key misconceptions:

  • Only applicable for alcohol-related offenses: It's a widespread belief that the 508 Form is only used for alcohol-related DWI (Driving While Impaired) offenses. In reality, this form and its assessments cover a broader spectrum of impaired driving offenses, including those involving other substances.
  • One-size-fits-all approach: Another misconception is the belief that the evaluation process is the same for every client. However, the form clearly differentiates between different levels of remission and diagnoses, indicating a tailored assessment that aligns with the specific needs and situation of each individual.
  • Does not address Driving While License Revoked (DWLR): Some think that the form is only for evaluating substance abuse issues and doesn't address legal consequences like Driving While License Revoked. Contrary to this belief, a specific section is dedicated to DWLR assessments, highlighting the comprehensive nature of the form.
  • No flexibility for resolving issues: The fourth misconception is that once a problem is identified, there's no mechanism for review or correction. The protocol for handling areas not met involves creating a Plan of Correction, indicating a structured yet flexible approach to ensuring compliance and addressing issues effectively.

Understanding these misconceptions is crucial for providers and their clients to navigate the DWI assessment and monitoring process efficiently. By demystifying these aspects, individuals can approach their assessments with clarity and confidence, ensuring they meet regulatory requirements and contribute to safer communities.

Key takeaways

Filling out and using the 508 Form from NC DWI Services requires attention to detail and an understanding of the form's specific requirements. Here are key takeaways to ensure compliance and effectiveness in the documentation process:

  • The 508 Form serves as a critical tool for monitoring DWI assessments and ensuring that providers meet the standards outlined by the NC Division of MH/DD/SAS.
  • Providers must verify staff qualifications to conduct assessments, emphasizing the importance of having appropriately credentialed personnel as per NCSAPPB requirements.
  • Clinical assessments are pivotal, requiring evidence of DSM-IV diagnoses, which illustrates the necessity of thorough and accurate clinical evaluation of individuals.
  • Documentation of client consent is essential, including signatures on consent forms for the release of information, highlighting the significance of respecting client rights and confidentiality.
  • The form mandates timely submission of the Certificate of Completion within two weeks of the assessment date, underscoring the importance of adhering to deadlines for compliance.
  • Providers must adeptly manage the e508 system, completing all required steps and resolving any holds or rejects in the system, demonstrating the need for proficient system navigation and problem-solving.
  • For Driving While License Revoked (DWLR) assessments, specific documentation is needed, including clinical assessment outcomes and treatment referrals based on diagnosis, which shows the tailored approach necessary for DWLR cases.
  • The form requires plans of correction in response to areas not met, as indicated in the Review Findings and Exit Form, pointing to the ongoing process of quality improvement and compliance.

Understanding and adhering to these parameters not only ensures compliance with state requirements but also reinforces the commitment to providing thorough, ethical, and effective DWI assessments and treatments. Providers play a crucial role in this process, impacting not only the individuals they assess and treat but also the broader community's safety and well-being.

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