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Ensuring the safety and compliance of hazardous materials (hazmat) transportation is a critical responsibility for employers and employees alike. The Hazmat Employee Training Record form plays a pivotal role in this process, serving as a comprehensive document that tracks the training and certification of employees handling hazardous materials. This form, crucial for maintaining adherence to regulations, requires detailed information including the employee’s name, identification number, employer details, and job description, as well as specific training completed. According to regulation 172.704(d), the form must capture a record of current training along with the preceding three years, specifying the employee’s training completion dates, the training materials used, the provider of the training, and a certification of the employee’s trained status. It also addresses limitations for employees involved in certain functions, like packaging repair, under 172.704(e), highlighting the scope and depth of required training across different hazmat functions. By filling out this form, employers not only ensure compliance with federal regulations but also enhance the safety and security protocols around hazardous materials transportation.

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HAZMAT EMPLOYEE TRAINING RECORD AND CERTIFICATION

EMPLOYEE NAME

LAST

FIRST

MIDDLE

EMPLOYER NAME

 

 

 

 

 

 

 

 

 

 

EMPLOYEE IDENTIFICATION NUMBER

 

 

LOCATION

STREET

 

 

 

 

 

 

 

 

POSITION/JOB DESCRIPTION

 

 

 

CITY

 

STATE

ZIP CODE

 

 

 

 

 

 

 

 

REGULATIONS

HAZMAT EMPLOYEE TRAINING REQUIRED

 

¤172.704(d) Recordkeeping. A record of current training, inclusive of the preceding three years, in accordance with this section

 

 

shall be created and retained by each hazmat employer for as long as that employee is employed by that employer as a hazmat

 

General Awareness

employee and for 90 days thereafter. The record shall include: (1) The hazmat employee's name; (2) The most recent training

 

 

 

completion date of the hazmat employee's training; (3) A description, copy, or the location of the training materials used to meet

 

Function-specific

the requirements in paragraph (a) of this section; (4) The name and address of the person providing the training; and (5)

 

 

 

Certification that the hazmat employee has been trained and tested, as required by this subpart.

 

 

 

Safety Training

¤172.704(e) Limitation. A hazmat employee who repairs, modifies, reconditions, or tests packagings as qualified for use in the

 

 

 

transportation of hazardous materials, and who does not perform any other function subject to the requirements of this

 

 

 

Security Awareness Training

subchapter, is not subject to the safety training requirement of paragraph (a)(3) of this section.

 

INSTRUCTIONS

 

 

 

In-Depth Security Training

The training requirements in ¤172.704 and 177.816 cover six areas of training for hazmat employees. Based on the training

 

 

 

required for the above named hazmat employee, provide the training and testing for compliance. Satisfy the recordkeeping

 

 

 

Driver Training

requirements in 172.704(d) by completing the information on this form.

 

 

 

 

SECTION 1

 

CURRENT TRAINING

 

 

 

 

 

 

 

COMPLETION

DESCRIPTION OF TRAINING, COPY OR

TRAINER/ADDRESS

TRAINING AND TESTING

DATE

DATE

LOCATION OF TRAINING MATERIALS USED

CERTIFIED BY

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SECTION 2

 

 

RELEVANT TRAINING

 

 

 

 

Provide information from previous hazmat employment training. Attach appropriate current records from the previous employer.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SECTION 3

 

RECURRENT TRAINING

 

 

 

 

 

 

 

 

COMPLETION

DESCRIPTION OF TRAINING, COPY OR

 

TRAINER/ADDRESS

TRAINING AND TESTING

DATE

DATE

LOCATION OF TRAINING MATERIALS USED

 

CERTIFIED BY

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

© Copyright 2005 J. J. KELLER & ASSOCIATES, INC.ATTACH NECESSARY DOCUMENTATION TO256-F 10614

Neenah, WI ¥ USA ¥ (800) 327-6868 ¥ www.jjkeller.com

SUBSTANTIATE THE ABOVE TRAINING REQUIREMENTS

 

Document Attributes

Fact Name Description
Purpose of Form This form is used to document and certify the training of hazmat employees, complying with the requirements set by §172.704(d) for recordkeeping.
Recordkeeping Requirement Employers must create and retain a record of current training for hazmat employees, inclusive of the preceding three years, keeping it as long as the employee works in that capacity and for 90 days thereafter.
Content of Records The record must include the hazmat employee's name, the most recent training completion date, a description or location of the training materials, the trainer's name and address, and a certification of training and testing.
Limitations on Training Requirements A hazmat employee focused on repair, modification, reconditioning, or testing of packaging, without performing other regulated functions, is exempt from the safety training requirement of paragraph (a)(3) in §172.704.
Governing Laws The requirements for hazmat employee training and recordkeeping are mandated by Federal regulations, specifically outlined in §§172.704 and 177.816, without reference to state-specific laws.

How to Fill Out Hazmat Employee Training Record

Filling out the Hazmat Employee Training Record form is an important task that ensures hazardous material (hazmat) employees receive and document the proper training as required by federal regulations. This documentation is crucial not only for compliance with laws but also for the safety of employees and the general public. Following the correct steps to complete this form helps employers keep accurate records that can be readily accessed and reviewed when needed. Here’s a step-by-step guide to help you through the process.

  1. Start by entering the employee's name in the section provided. Include the last name, first name, and middle initial to ensure clarity.
  2. Fill in the employer's name to identify the company or entity the employee works for.
  3. Provide the employee identification number. This unique identifier helps in tracking and retrieving the employee's training records easily.
  4. Enter the location details where the employee works, including the street address, city, state, and zip code. This information is essential for distinguishing different work sites if applicable.
  5. Describe the employee's position/job description to link the training requirements directly with job responsibilities.
  6. Fill in the required training and testing information in Section 1. This includes the date of current training completion, a description or location of the training materials used, the trainer’s name and address, and a certification by the trainer.
  7. In Section 2, provide information from any relevant training received from previous hazmat employment. Attach the current records from the previous employer to substantiate the training requirements.
  8. Complete Section 3 with details of recurrent training. Similar to Section 1, include the training completion date, a description or the location of training materials used, the trainer's name and address, and ensure the training is certified by the person providing it.
  9. Lastly, make sure to attach any necessary documentation that substantiates the training listed in the form. This could include certificates, course outlines, or other relevant materials that verify the completion and content of the training.

After filling out the form, review all the information for accuracy and completeness. Retaining these records according to the regulations is essential for demonstrating compliance during audits or inspections, ensuring the safety of your hazmat employees, and protecting the community at large. Compliance with hazmat training regulations not only fulfills legal requirements but also reinforces your commitment to safety and security.

More About Hazmat Employee Training Record

  1. What is the purpose of the Hazmat Employee Training Record and Certification?
  2. The Hazmat Employee Training Record and Certification serves to document and certify that an employee involved in handling hazardous materials (hazmat) has received, completed, and passed the necessary training sessions as outlined by federal regulations. The form helps ensure that employees are aware of general safety practices, specific job-related safety procedures, and regulatory requirements related to hazardous materials transportation and handling. By retaining these records, employers fulfill their legal obligations to prove that their workforce has been appropriately trained.

  3. What information must be included in the Hazmat Employee Training Record?
  4. The record must include several key pieces of information:

    • The employee's full name.
    • The date of the most recent training completion.
    • A description, copy, or the specific location of the training materials utilized in the training sessions.
    • The name and address of the training provider.
    • Verification or certification evidence confirming that the hazmat employee has been trained and tested as per the regulatory requirements.

  5. How long must the training records be retained by the employer?
  6. Employers are required to keep each hazmat employee's training record for the duration of their employment and for an additional 90 days beyond their employment term. This ensures that records are available for inspection and confirms that training has been conducted according to federal regulations.

  7. Who is exempt from the safety training requirement?
  8. Hazmat employees whose roles are limited to repairing, modifying, reconditioning, or testing packagings qualified for hazardous materials transportation, and who do not perform any other functions regulated under the specified subchapter, are exempt from the safety training requirements. This limitation is designed to tailor training requirements more closely to the employee's job functions.

  9. What are the main areas of training covered by the requirements?
  10. The training encompasses six main areas to ensure comprehensive preparation, including:

    • General Awareness
    • Function-specific Training
    • Safety Training
    • Security Awareness Training
    • In-Depth Security Training
    • Driver Training for those involved in the transportation of hazardous materials
    Each area targets different aspects of hazardous materials handling and transportation to ensure a well-rounded safety and security knowledge base.

  11. What should be done if an employee received relevant hazmat training from a previous employer?
  12. If an employee has previously received relevant training from a different employer, this information should be incorporated into Section 2 of the record. It's important to attach the current records from the previous employer to substantiate the employee's training history. This ensures continuity in the employee's training record and verifies compliance across employment periods.

  13. How can an employer satisfy the recordkeeping requirements?
  14. To meet the recordkeeping requirements, employers must accurately complete the Hazmat Employee Training Record and Certification form with the employee's training details, including dates, descriptions, and certifications. Additionally, attaching necessary documentation that substantiates the training conducted is crucial. Proper completion and retention of this form will satisfy the regulatory requirements for hazmat employee training recordkeeping.

Common mistakes

When handling hazardous materials, attention to detail is crucial, especially when documenting training records. A misunderstanding or mistake in filling out the Hazmat Employee Training Record form can lead to serious repercussions. Here are common mistakes to avoid:

  1. Not including the full name of the employee in the designated section. It’s essential to list the last name, first name, and middle initial to ensure clear identification.

  2. Omitting the employee identification number. This unique identifier helps in tracking and verifying an employee's training records.

  3. Leaving the employer name blank or inaccurately recording it. The name of the employer must be clearly stated for accountability and validation purposes.

  4. Incorrectly listing the location details, including street, city, state, and zip code. This information is vital for location-specific regulatory compliance.

  5. Failing to specify the employee's position/job description. Detailing the job role is key to identifying the required hazmat training applicable.

  6. Not properly documenting the training and testing completion date. This date is crucial for verifying that the training is current and adheres to the three-year record retention requirement.

  7. Inadequate description, copy, or location of the training materials used. Precise details ensure the training content meets regulated standards.

  8. Forgetting to include the name and address of the person or entity providing the training. This information is needed for verification of the training source.

  9. Neglecting the certification part that confirms the employee has been trained and tested as required. This certification is a critical component of compliance.

Each of these mistakes can undermine the validity of the training record, potentially putting the employer at risk of non-compliance with hazardous materials regulations. Being thorough and meticulous in completing the Hazmat Employee Training Record form is not just about regulatory adherence; it’s about ensuring the safety of the workplace, the public, and the environment.

Documents used along the form

When managing hazardous materials (hazmat), ensuring the safety and legality of operations involves more than just the Hazmat Employee Training Record form. Several additional documents play crucial roles in maintaining compliance with regulations and enhancing the safety measures of an organization. Understanding these documents helps in creating a comprehensive approach to hazmat handling and transportation.

  • Emergency Response Information: This document serves as a guide for emergency personnel in the event of an incident involving hazardous materials. It includes necessary instructions on handling the materials safely and mitigating any potential harm. This document complements the training records by ensuring that employees know how to respond in emergencies, making it invaluable for safety and compliance.
  • Hazmat Shipping Papers: Vital for the transportation of hazardous materials, these documents provide detailed information about the materials being shipped. This includes the identification number, proper shipping name, hazard class, and quantity of hazmat. Shipping papers ensure that everyone involved in the transport chain understands exactly what is being carried and how to handle it safely, aligning with the knowledge provided by employee training records.
  • Material Safety Data Sheets (MSDS) or Safety Data Sheets (SDS): These sheets contain comprehensive information about the properties of a particular hazardous material, including its hazards, instructions for handling, and necessary precautions. They are essential for informing employees about the materials they work with, supporting the hazmat training records by providing detailed, specific data that could be critical in ensuring safe handling practices.
  • Risk Assessment Forms: Before handling hazardous materials, conducting a risk assessment can identify potential hazards and the necessary control measures. These forms document the potential risks associated with specific hazardous materials and the steps taken to mitigate them. This documentation supplements hazmat training by encouraging a proactive approach to safety and risk management.

Incorporating these documents into the workflow not only complies with regulations but also significantly enhances the safety protocols surrounding hazardous materials. Each document serves a unique purpose, supporting the information and certifications contained in the Hazmat Employee Training Record form. Together, they form a robust framework for managing the complexities of hazardous materials, ensuring that both people and the environment are protected from potential risks.

Similar forms

  • OSHA Safety Training Records: Much like the Hazmat Employee Training Record, Occupational Safety and Health Administration (OSHA) safety training records are essential for documenting that employees have been trained in accordance with workplace safety regulations. These records must include the employee's name, the dates of training, the content of the training received, and the name and qualifications of the trainer. These documents help in ensuring that employees are aware of potential workplace hazards and are trained to manage them properly.

  • Forklift Operator Training Certification: This certification is akin to the Hazmat Training Record in that it documents specific function-related training. For forklift operators, the certification includes the operator's name, training and evaluation dates, and the identity of the person conducting the training or evaluation. Both documents serve to verify that the training has occurred and meets regulatory standards for specific job functions.

  • Bloodborne Pathogens Training Certificate: Similar to the Hazmat Employee Training Record, this certificate documents that employees have received required training on handling bloodborne pathogens, as mandated by OSHA. It details the training date, the content covered, and the trainer's information, ensuring that employees are knowledgeable about the precautions and procedures to prevent exposure in the workplace.

  • Employee Health and Safety Training Records: These records are comprehensive documents that track an employee's health and safety training over time, across various topics relevant to their work environment. Like the Hazmat Training Record, they include detailed information on the training completed, such as the date, instructors, and materials used, ensuring compliance with workplace safety regulations.

  • Emergency Response Plan Training Documentation: This training documentation proves that employees have been educated on the emergency response plans specific to their workplace, similar to how the Hazmat Training Record shows compliance with hazardous materials handling training. It includes details of the training sessions, instructors, and the dates on which training occurred, vital for proving preparedness in emergency situations.

  • Personal Protective Equipment (PPE) Training Records: PPE training records parallel the Hazmat Training Records in documenting that employees have been trained in the correct use of personal protective equipment required for their specific job duties. These records note the type of PPE covered, the training date, and the trainer, ensuring that employees are adequately protected against job-related hazards.

  • Information Security Training Records: While not related to physical safety, information security training records are similar to Hazmat Training Records in the sense that they document the completion of required training sessions. These records verify employees have been trained on policies and procedures to protect sensitive company information, including the training dates, content, and trainers, essential for regulatory compliance and protection of assets.

Dos and Don'ts

When filling out the Hazmat Employee Training Record form, it's crucial to approach the task with a level of diligence and attention to detail that ensures compliance and accuracy. Below are four essential do's and don'ts to keep in mind:

Do:
  • Verify all information before submission: Double-check employee details, including the correct spelling of their name, employee identification number, and accurate training dates to ensure all recorded information aligns with actual training conducted.
  • Provide comprehensive training descriptions: When detailing the training, include thorough descriptions, or specify the location of the training materials used. This ensures clarity about what the training covered, aligning with regulatory expectations.
  • Maintain records for the required duration: Understand the importance of keeping each employee's training record for as long as they are employed in a hazmat-related position and for 90 days thereafter, complying with regulatory requirements.
  • Attach additional documentation: If applicable, attach all necessary documentation that substantiates the training provided. This could include certificates, training materials, or proof of previous hazmat employment training which supports the form entries.
Don't:
  • Overlook the need for certification: Failing to include certification that the employee has been trained and tested as required is a common oversight. Always ensure that the form includes this crucial piece of information, certified by the appropriate individual or authority.
  • Leave sections incomplete: Do not submit the form with any sections left blank. Incomplete records can lead to regulatory non-compliance and potential safety risks. Ensure every required field is filled in, including those relevant to recurrent training or previous hazmat employment.
  • Ignore training limitations: Be aware of and adhere to the specific limitations outlined, such as those employees solely involved in repairing, modifying, reconditioning, or testing packagings. Understanding these nuances can prevent unnecessary training and ensure compliance.
  • Use outdated information: Avoid the use of outdated or incorrect training materials and ensure that the training provided aligns with the most current regulations and safety standards. This ensures employees are effectively prepared for their roles.

Misconceptions

Misunderstandings about the Hazmat Employee Training Record form can lead to non-compliance with federal regulations, potential fines, and increased risk of hazardous material incidents. Dispelling these misconceptions is crucial for employers and employees handling hazardous materials.

  • Misconception 1: All employees need the same level of hazmat training. Training must be job-specific, addressing the employee's specific duties and responsibilities regarding hazardous materials.

  • Misconception 2: A single training session covers the employee for life. Hazmat training is not a one-time event. Records must demonstrate current training within the last three years, plus recertification whenever regulations or job duties change.

  • Misconception 3: Digital records are not acceptable. Digital records are acceptable as long as they include all required information and are readily accessible for inspection.

  • Misconception 4: Training by any trainer is sufficient. The trainer must be knowledgeable in hazmat regulations and adequately prepared to train employees on hazmat handling specific to their roles.

  • Misconception 5: Only drivers transporting hazardous materials need training. Any employee who affects hazardous material transportation directly or indirectly requires training, including those involved in packaging, labeling, or documentation.

  • Misconception 6: Safety training is optional for some employees. While certain exemptions exist, the vast majority of hazmat employees must receive safety training as prescribed by regulations.

  • Misconception 7: Employers only need to keep records while the employee is under their employ. Records must be retained for as long as the employee works in a hazmat-related position and for 90 days thereafter.

  • Misconception 8: Small companies are exempt from these requirements. All employers, regardless of size, who have employees handling hazardous materials are subject to training and recordkeeping requirements.

  • Misconception 9: The training content does not need to be documented. Detailed records of the training's content, including a description of or the location of the materials used, are mandatory.

  • Misconception 10: There's no need to attach documentation to the form. Relevant documentation substantiating the training must be attached to provide a comprehensive training history.

Understanding these points is vital for maintaining compliance with hazmat regulations and ensuring the safety and security of both the employees and the public.

Key takeaways

When it comes to properly handling hazardous materials, maintaining a detailed record of the Hazmat Employee Training is paramount. Here are six key takeaways that employers and hazmat employees should keep in mind to ensure compliance and safety:

  • Comprehensive Record Requirement: Employers must create and retain a detailed training record for each hazmat employee. This record must include the employee’s name, the latest training completion date, details or location of the training materials, the trainer’s name and address, and a certification of the training and testing conducted.
  • Three-Year Retention Plus: It's not just about keeping records; it's about keeping them for the right amount of time. Employers are obliged to retain these training records for the entire duration of an employee's tenure and for 90 days thereafter. This ensures that a consistent training history is available for review and compliance checks.
  • Specific Training Areas: The form highlights the requirement for comprehensive hazmat training that spans six critical areas. These areas include General Awareness, Function-specific, Safety, Security Awareness, In-Depth Security, and Driver Training (for those applicable), ensuring employees are well-rounded in their hazmat knowledge and skills.
  • Exemptions Noted: It's equally important to understand exemptions, one of which is highlighted in the form. Employees who solely focus on repairing, modifying, reconditioning, or testing packagings for hazardous materials use—without engaging in other regulated functions—are not required to undergo safety training. Knowing these nuances can help streamline compliance efforts.
  • Ongoing and Recurrent Training: Beyond initial training, the form provides sections to document recurrent training, ensuring employees remain updated on the latest protocols, safety measures, and regulatory changes. This aspect underscores the importance of continual learning and adaptation in the hazmat field.
  • Documentation and Verification: The necessity for attached documentation is emphasized, pointing to the importance of backing up training claims with tangible evidence. This practice not only facilitates internal and external audits but also promotes a culture of transparency and accountability in hazardous materials handling.

Overall, the proper completion and use of the Hazmat Employee Training Record form are critical steps in fulfilling regulatory requirements and ensuring the safe handling of hazardous materials. By keeping these key takeaways in mind, employers and employees can work together towards a safer workplace and community.

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