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In the complex and highly regulated field of healthcare, the documentation and forms that guide patient care and provider reimbursement are central to maintaining both quality and compliance. Among these numerous documents, the HCFA-487 form plays a critical role, yet it remains relatively unknown outside of professional circles. Approved by the Department of Health and Human Services and managed by the Health Care Financing Administration, this form, with its official designation as OMB No. 0938-0357, functions as an Addendum to the Plan of Treatment and Medical Update. It meticulously captures a range of essential information, from the patient's Health Insurance Claim Number (HI Claim No.) and Start of Care (SOC) date to the broader certification period during which medical services are provided. The form further details the medical record and provider numbers, alongside patient and provider names, thereby ensuring a comprehensive snapshot of the treatment framework. Item numbers facilitate detailed entries, while signature sections for the physician—and optionally, a nurse or therapist—underscore the collaborative nature of patient care, rounding off the form's utility in bridging the gap between clinical intentions and administrative necessities.

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Department of Health and Human Services

Form Approved

Health Care Financing Administration

OMB No. 0938-0357

ADDENDUM TO:

 

 

PLAN OF TREATMENT

 

MEDICAL UPDATE

 

 

 

 

 

 

 

 

 

1.

Patient’s HI Claim No.

2. SOC Date

3. Certification Period

 

4. Medical Record No.

5. Provider No.

 

 

 

 

From:

To:

 

 

 

6.

Patient’s Name

 

 

 

 

7. Provider Name

 

 

 

 

 

 

 

 

 

 

 

 

 

8.Item.

No.

9. Signature of Physician

10. Date

11. Optional Name/Signature of Nurse/Therapist

12. Date

Form HCFA-487 (U4) (4-87)

PROVIDER

Document Attributes

Fact Name Description
Form Title and Purpose The HCFA-487 form is titled "Addendum to: Plan of Treatment Medical Update," and it is used by healthcare providers to document updates or changes to a patient's medical treatment plan.
Governing Body It is administrated by the Health Care Financing Administration, now known as the Centers for Medicare & Medicaid Services (CMS), under the United States Department of Health and Human Services (HHS).
Form Approval The form is approved by the Office of Management and Budget (OMB) under the control number 0938-0357, ensuring it meets federal requirements for government forms.
Key Components The form requires various pieces of information, including the patient's Health Insurance (HI) claim number, start of care (SOC) date, certification period, medical record number, provider number, and the names and signatures of the physician, and optionally, the nurse or therapist involved.
Form Specificity and Usage Date Form HCFA-487 (U4) with an issue date of April 1987 is designed specifically for updates relating to treatment plans, indicating its focus on continuous patient care and the importance of accurate record maintenance over time.

How to Fill Out Hcfa 487

Filling out the HCFA 487 form is an essential step that facilitates communication and updates in the treatment plan for patients. This form is utilized by healthcare providers to update medical records and treatment plans as part of the requirements set by the Department of Health and Human Services. Keeping accurate and up-to-date records is crucial for ensuring patients receive the care they need and comply with health financing regulations. Here are step-by-step instructions to guide you through filling out the form accurately.

  1. Start by entering the Patient’s HI Claim No. in the designated space. This number is unique to every patient and is essential for their health records.
  2. Fill in the SOC (Start of Care) Date. This indicates when the patient began receiving care for the current condition or treatment cycle.
  3. Enter the Certification Period. This defines the timeframe the current medical certification covers, from the start date to the end date.
  4. Type in the Medical Record No. This unique identifier ensures that the update is correctly matched with the patient’s existing records.
  5. Provide the Provider No. which is the identification number of the healthcare provider or facility submitting the update.
  6. Input the Patient’s Name. Ensure the spelling is accurate to avoid any issues with the patient’s healthcare records.
  7. Write the Provider Name. This is the name of the doctor or healthcare professional responsible for the patient’s care.
  8. Review the form and ensure all the details are correct before proceeding to the Signature of Physician section. The signing physician attests to the accuracy of the medical update provided.
  9. Add the Date next to the physician’s signature. This indicates when the form was completed and signed.
  10. If applicable, include the Optional Name/Signature of Nurse/Therapist who is also involved in the patient’s care or treatment plan update.
  11. Finally, add the Date next to the signature of the nurse/therapist, marking when they reviewed or contributed to the form.

After completing these steps, double-check the form for accuracy and completeness. Missing or incorrect information can lead to delays or complications in the patient’s treatment plan. Once satisfied, submit the form to the designated department or authority as per your healthcare institution’s guidelines. This ensures that the patient’s records are up to date and care providers are informed of any changes to the treatment plan.

More About Hcfa 487

When dealing with the HCFA 487 form, it's important to have clear, accessible information readily available. As part of our efforts to provide guidance, we've compiled a list of frequently asked questions regarding this form. It’s designed to assist patients and healthcare providers in understanding and completing the form with greater ease.

  1. What is the HCFA 487 form?

    The HCFA 487 form, also known as the Addendum to the Plan of Treatment Medical Update, is a document used by healthcare providers to update a patient's medical treatment plan. It's approved by the Department of Health and Human Services and managed by the Health Care Financing Administration.

  2. Who needs to fill out the HCFA 487 form?

    This form must be completed by healthcare professionals who are updating a treatment plan for a patient under their care. This might involve physicians, nurses, or therapists, depending on the required update and the specifics of the treatment plan.

  3. What information is required on the HCFA 487 form?

    • Patient’s Healthcare Insurance Claim Number
    • Date of Start of Care (SOC)
    • Certification Period for the treatment
    • Medical Record Number
    • Provider Number
    • Patient’s Name and Provider’s Name
    • Item Number relating to the specific treatment or update
    • Signature and Date from the Physician
    • Optional: Name and Signature of Nurse/Therapist along with the Date

  4. How is the Certification Period determined?

    The Certification Period on the HCFA 487 form specifies the timeframe for which the treatment plan is valid. It's determined based on the patient's individual health needs and the professional judgment of the healthcare provider compiling the plan.

  5. Is the signature of a nurse or therapist mandatory on the HCFA 487 form?

    No, the signature of a nurse or therapist is not mandatory. It is labeled as optional on the form. However, providing such a signature can add validity to the treatment plan update and may be recommended in cases where a nurse or therapist plays a significant role in the patient's care.

  6. Where can one find the HCFA 487 form?

    The HCFA 487 form is typically provided by healthcare institutions or can be obtained from the Health Care Financing Administration's website. Some healthcare providers may also have digital versions available for ease of use.

  7. Can the HCFA 487 form be submitted electronically?

    Whether the HCFA 487 form can be submitted electronically depends on the healthcare institution's policies and the systems they have in place. It's best to check with the specific provider or institution to understand their submission guidelines.

  8. What happens if the HCFA 487 form is not filled out correctly?

    If the form is not completed correctly, it may lead to delays or issues with the patient's treatment plan updates. It’s important to review the form thoroughly before submission to ensure all necessary information is accurately provided.

  9. Who can assist with questions regarding the HCFA 487 form?

    If there are any questions or uncertainties about how to complete the HCFA 487 form, healthcare providers should be the first point of contact. They can offer guidance and ensure the form is filled out in alignment with the patient's treatment needs.

Comprehending these aspects of the HCFA 487 form is essential for both patients and healthcare providers, to ensure seamless update and management of treatment plans. Always ensure that the information provided on the form is accurate and up to date.

Common mistakes

Filling out the HCFA-487 form, an Addendum to the Plan of Treatment Medical Update, requires careful attention to detail. Mistakes can lead to delays or denials in processing, impacting patient care. Here are ten common mistakes to avoid:

  1. Not double-checking the Patient’s HI Claim No., which is crucial for the identification process. An incorrect number can lead to misplaced records or misidentification.

  2. Incorrectly filling in the SOC Date (Start of Care) can disrupt the timeline of services, affecting the certification period validity.

  3. Misinterpreting the Certification Period section, not accurately capturing the timeframe for which the plan of treatment is valid, could lead to unauthorized services.

  4. Omitting or incorrectly entering the Medical Record No.. Each patient's medical history is critical, and errors here can lead to confusion or mismanagement.

  5. Failing to properly fill the Provider No. can mislead which healthcare provider or facility is responsible for the care, affecting billing and contact processes.

  6. Not accurately recording the Patient’s Name can be a fundamental error, leading to potential issues with patient identification and treatment.

  7. Leaving the Provider Name field blank or inaccurately filled. This information is crucial for accountability and for the patient's records.

  8. Skipping or mismanaging the Item No. field, which is essential for organizing and referencing the specific treatment or update within the patient’s plan.

  9. Forgetting the Signature of Physician, which is a critical error. This signature validates the form, making the treatment plan official and actionable.

  10. Neglecting the Date fields next to the physician and, if applicable, the nurse/therapist’s signatures. Incorrect dates can raise questions about the validity and timing of the medical update.

Avoiding these mistakes is paramount for the seamless processing of the HCFA-487 form. Creating an accurate and timely addendum to the plan of treatment ensures that patients receive the care they need without administrative delay.

Documents used along the form

When handling healthcare procedures and documentations, the HCFA-487 form plays a pivotal role, especially for those involved in providing or receiving home health care. This form, utilized by healthcare professionals, outlines the specifics of a patient's plan of treatment and any medical updates necessary. However, it is often accompanied by other forms and documents that ensure thorough care and compliance with the Department of Health and Human Services regulations. Understanding these additional documents can provide both patients and providers with a clearer view of the healthcare administration process.

  • HCFA-485: This form is a certification or recertification of a patient’s home health care. It contains the medical plan of care, outlining the necessary medical services for a patient. It serves as a primary document for initiating home health services.
  • HCFA-486: Known as the Outcome and Assessment Information Set (OASIS), this comprehensive assessment form is used for adult patients receiving home health services. It evaluates the patient's condition and care needs to ensure appropriate care planning.
  • Advance Directive Forms: These documents allow patients to outline their preferences regarding medical treatment and care decisions in advance. They include living wills and durable power of attorney for health care.
  • Proof of Medical Necessity: A written statement or certification from a healthcare provider that confirms the necessity of specific medical services or equipment for the patient’s health condition. This is crucial for insurance claims and coverage determinations.
  • HIPAA Authorization Form: Ensures compliance with the Health Insurance Portability and Accountability Act by obtaining the patient’s consent to share their health information for treatment, payment, or healthcare operations.
  • Medicare Health Insurance Claim Form (CMS-1500): A standard form used by healthcare providers to bill Medicare Part B and medical insurance companies. It's essential for submitting claims to obtain reimbursement for services provided.
  • Physician Orders for Life-Sustaining Treatment (POLST): A form that outlines a patient's preferences for end-of-life care, including resuscitation, hospitalization, and treatment options. It is designed to ensure that a patient’s wishes are honored by all healthcare providers.

These documents, when used alongside the HCFA-487 form, create a comprehensive framework for effective and patient-centered healthcare administration. They not only facilitate the seamless delivery of home health services but also ensure that patient rights are respected and that regulatory requirements are met. For healthcare providers, understanding and correctly utilizing these forms is essential for providing high-quality care and for the successful operation of their practices within the regulated healthcare environment.

Similar forms

  • Form CMS-485, Home Health Certification and Plan of Care: Much like the HCFA-487 form, the CMS-485 is integral in home health care settings. It outlines the plan of care and certifies the necessity for services, capturing information about the patient's diagnosis, the type and frequency of services required, and the medical professionals involved in the treatment, similar to the HCFA-487's focus on treatment updates and medical certification.

  • Form CMS-1500, Health Insurance Claim Form: While primarily used for billing purposes, the CMS-1500 form shares commonalities with HCFA-487 in that it requires detailed information about the provider, patient, and medical services rendered. Both forms are crucial for the administrative processing of patient care within healthcare facilities.

  • Form CMS-700, Plan of Treatment for Outpatient Rehabilitation: This form closely aligns with the HCFA-487 as it's used for detailing a patient's plan of treatment within outpatient rehabilitation settings. Both documents necessitate the inclusion of treatment plans, goals, and provider information to support continuity and quality of care.

  • OASIS (Outcome and Assessment Information Set): Though not a traditional form like HCFA-487, the OASIS data set serves a similar purpose for home health agencies. It collects comprehensive assessment data for adult patients to ensure appropriate care plans are developed, mirroring the HCFA-487’s aim of updating and certifying treatment plans.

  • Form CMS-2567, Statement of Deficiencies and Plan of Correction: The CMS-2567 form is utilized within healthcare facilities to note deficiencies found during inspections and outline plans for correction. It shares the feature of amendment and updating with the HCFA-487, despite their different contexts, emphasizing the commitment to healthcare quality and compliance.

  • Form CMS-855A, Medicare Enrollment Application for Institutional Providers: While focusing on the enrollment process for providers, the CMS-855A connects with the HCFA-487 through its gathering of provider data, validating the legitimacy and qualifications of medical professionals and facilities for billing Medicare.

  • Form CMS-2786R, Fire Safety Survey Report: Although primarily concerning facility safety standards, the CMS-2786R shares the procedural aspect of compliance and updating records with the HCFA-487. Both forms contribute to the overarching goal of ensuring safe and effective healthcare environments.

  • Advanced Directive Forms: While not standardized federal forms, Advanced Directives like healthcare proxies or living wills align with the HCFA-487 in their patient-centered focus. They document personal healthcare instructions, ensuring patients’ wishes are known and considered in treatment plans.

  • Physician Orders for Life-Sustaining Treatment (POLST): Similar to HCFA-487, POLST forms are crucial in conveying a patient’s wishes regarding life-sustaining treatments. Both documents are integral in medical planning and ensure that the healthcare team is aware of and adheres to the patient’s preferences and requirements.

Dos and Don'ts

When filling out the HCFA-487 form, it's crucial to be attentive and accurate. This form is an addendum to the plan of treatment, especially for medical updates. Below are lists of things you should and shouldn't do to ensure the form is completed correctly and effectively.

What You Should Do:

  • Double-check the patient’s HI Claim Number to ensure accuracy.
  • Clearly indicate the Start of Care (SOC) Date and the Certification Period to avoid any ambiguities.
  • Fill out the Medical Record Number and Provider Number fields without any omissions.
  • Write the patient’s and provider’s names legibly to prevent misunderstandings.
  • Ensure that the physician’s signature and date are included to validate the form.
  • If applicable, include the optional name and signature of the nurse or therapist, along with the date, to provide additional verification.

What You Shouldn't Do:

  • Do not leave any fields blank unless they are explicitly marked as optional.
  • Avoid using nicknames or abbreviations for the patient’s and provider’s names; always use full legal names.
  • Do not rush through filling out the form, as mistakes can lead to delays in processing.
  • Resist the temptation to guess any information. If unsure, verify the details before entering them.
  • Avoid signing the form without reviewing all the information for accuracy and completeness.
  • Do not forget to check the date formats are correct and consistent with the form's requirements.

Following these guidelines can help ensure that the HCFA-487 form is filled out correctly and efficiently, facilitating a smoother process for medical updates in treatment plans.

Misconceptions

Understanding the HCFA-487 form is crucial for those involved in healthcare administration. However, several misconceptions often lead to confusion. Below are clarifications to nine common misunderstandings:

  • The HCFA-487 form is outdated. Despite the name referencing the HCFA (Health Care Financing Administration), which has been renamed CMS (Centers for Medicare & Medicaid Services), the form still remains in use for specific purposes.
  • It is only for Medicare patients. While designed with Medicare patients in mind, the form can also be relevant for Medicaid and other types of patients under certain circumstances.
  • All healthcare providers use the HCFA-487 form. Not all healthcare providers are required to use this form. Its usage is specific to certain types of treatments and provider settings.
  • Electronic submissions are not allowed. Contrary to this belief, electronic submissions of the form are permitted and even encouraged to streamline the processing time.
  • The form is solely for physician use. While a physician's signature is required, other healthcare professionals, including nurses and therapists, can provide necessary information and signatures in specific sections.
  • It replaces the need for a detailed medical record. The HCFA-487 form is an addendum to a plan of treatment and medical update, not a substitute for a complete medical record.
  • There's no deadline for submission. Timely submission of the HCFA-487 form is critical. Submission deadlines are in place to ensure prompt updates to the patient's plan of treatment.
  • Patient consent is not required. Obtaining patient consent is often necessary before submitting the form, as it involves the sharing of personal health information.
  • Any error on the form is inconsequential. Accuracy is key. Errors on the form can lead to processing delays, denial of coverage, or the need for resubmission, impacting patient care and reimbursement.

Clearing up these misconceptions ensures that the HCFA-487 form is used appropriately and effectively, facilitating the provision of patient care while complying with healthcare regulations and procedures.

Key takeaways

Filling out and using the HCFA 487 form correctly is essential for healthcare providers who seek reimbursement from health insurance programs or manage patient care records. Below are key takeaways to ensure the process is handled efficiently and effectively.

  • Ensure Accuracy: Double-check the patient's Health Insurance (HI) Claim Number (Item 1) and Medical Record Number (Item 4) for accuracy to avoid processing delays.
  • Date Importance: Accurately record the Start of Care (SOC) Date (Item 2) and Certification Period (Item 3) to validate the treatment period covered.
  • Provider Information: Item 5 requires the Provider Number, essential for identifying the healthcare provider or facility submitting the form.
  • Complete Patient and Provider Names: Fill the Patient's Name (Item 6) and Provider Name (Item 7) in their respective fields to ensure the form is attributed correctly.
  • Signatures are Crucial: The Signature of Physician (Item 9) is mandatory. Without it, the form is incomplete and will not be processed. An optional nurse/therapist can sign and date (Item 11 and 12), providing further validation if needed.
  • Date of Signing: Do not overlook the dates next to signatures (Item 10 for physicians, Item 12 for nurses/therapists), as these indicate when the form was verified and completed.
  • Review Item No. Field: Ensure Item No. 8 is filled out with the correct item or service being updated or reported in the addendum, for accurate record keeping.
  • Form Identification: Be aware that the form number HCFA-487 (U4) (4-87) should be referenced correctly in any communication or submission to health departments or insurance entities.
  • Timeliness Matters: Submitting the form promptly within the specified deadlines ensures timely updates to the patient's care plan and avoids reimbursement delays.

Following these guidelines will facilitate a smoother process in managing healthcare plans and reimbursements, ensuring all parties have the most accurate and timely information.

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